Full Trade Lifecycle Support for Capital MarketsFull Trade Lifecycle Support for Capital Markets
Deep capital markets expertise across equities, options, and fixed income, from execution and routing to clearing, settlement, and post-trade risk. The work is led by operators with experience running trading desks.
Execution & Routing
We design and evaluate execution protocols across share-based and notional-based activity. Best execution requires ongoing analysis of routing decisions, venue quality, and execution outcomes. We build the frameworks that let your firm demonstrate execution quality to regulators and clients.
Clearing & Settlement
We support post-trade infrastructure across correspondent-clearing relationships and self-clearing operations. The work includes settlement workflows and exception-handling processes. Our team has direct operating experience with NSCC, DTC, and OCC processes.
Risk Controls
We build custom pre-trade and post-trade risk controls to manage exposure across your book. The work can include market access controls, position limits, concentration thresholds, and real-time monitoring. Each control framework reflects the firm's risk profile and trading activity.
Trade Surveillance
We design surveillance systems to detect spoofing, layering, marking the close, wash trading, and front-running. Alert calibration, exception workflows, and escalation protocols are built around your trading patterns and volumes. Effective surveillance depends on generating useful alerts.
Trade Reporting
We build and audit reporting infrastructure for TRACE, MSRB, ORF, TRF, and CAT. Timely, accurate trade reporting is a baseline regulatory expectation, and one of the most common sources of exam findings. We design quality controls, exception monitoring, and reconciliation processes to keep your reporting clean across every asset class and venue.
Reconciliation
We build reconciliation workflows that catch trade breaks, resolve exceptions, and deliver accurate P&L attribution. Position reconciliation, cash and margin management, and break resolution processes, designed to give your operations team and your front office a single source of truth across every account and every asset class.